It is the purpose of this article to examine the interface between Securities Act § 3(a) (10) and Ohio Rev. Code § 1707.04, and to highlight the utility of the combination for Ohio corporate transactions. Subpart II below analyzes the significant background considerations which underlie the new-found importance of § 3(a) (10). It is followed in Subpart III by in-depth consideration of the interface itself. And finally, the application and utilization of the Ohio provision are analyzed in Subpart IV.
Robert N. Rapp,
The Interface between Securities Act 3(a)(10) and Ohio Revised Code 1707.04: Utilitarian Considerations for Ohio Mergers and Corporate Reorganization Transactions,
27 Clev. St. L. Rev.
available at https://engagedscholarship.csuohio.edu/clevstlrev/vol27/iss1/4